0001185185-20-000599.txt : 20200512 0001185185-20-000599.hdr.sgml : 20200512 20200512152736 ACCESSION NUMBER: 0001185185-20-000599 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200512 DATE AS OF CHANGE: 20200512 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MESA AIR GROUP INC CENTRAL INDEX KEY: 0000810332 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 850302351 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-40348 FILM NUMBER: 20868828 BUSINESS ADDRESS: STREET 1: 410 NORTH 44TH STREET STREET 2: SUITE 700 CITY: PHOENIX STATE: AZ ZIP: 85008 BUSINESS PHONE: 602.685.4000 MAIL ADDRESS: STREET 1: 410 NORTH 44TH STREET STREET 2: SUITE 700 CITY: PHOENIX STATE: AZ ZIP: 85008 FORMER COMPANY: FORMER CONFORMED NAME: MESA AIRLINES INC DATE OF NAME CHANGE: 19950426 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ETF Series Solutions CENTRAL INDEX KEY: 0001540305 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1112 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 615 EAST MICHIGAN ST CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-287-3700 MAIL ADDRESS: STREET 1: 615 EAST MICHIGAN ST CITY: MILWAUKEE STATE: WI ZIP: 53202 SC 13G 1 usglbljets20200512_sc13g.htm SCHEDULE 13G usglbljets20200512_sc13g.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

SCHEDULE 13G

 


 

Under the Securities Exchange Act of 1934
(Amendment No. ________)*

 

Mesa Air Group, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

590479135

(CUSIP Number)

 

                                                                            

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

April 30, 2020

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☑  Rule 13d-1(b)
☐  Rule 13d-1(c)
☐  Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

 

 

 

CUSIP No. 590479135

 

13G

 

Page 2 of 6

 

 

 

 

 

1.

 

NAMES OF REPORTING PERSONS

U.S. Global Jets ETF


I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
47-2647374

 

 

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ☐
(b)    ☐

 

 

3.

 

SEC USE ONLY
 

 

 

4.

 

CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5.

 

SOLE VOTING POWER


4,958,703

 

6.

 

SHARED VOTING POWER
 
0

 

7.

 

SOLE DISPOSITIVE POWER
 
4,958,703

 

8.

 

SHARED DISPOSITIVE POWER
 
0

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON


4,958,703

 

 

10.

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ☐

 

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

15.01%

 

 

12.

 

TYPE OF REPORTING PERSON (see instructions)

IV

 

 

 

 

 

 

 

 

 

 

 

CUSIP No. 590479135

 

13G

 

Page 3 of 6

 

 

 

 

 

 

Item 1.

 

 

(a)

Name of Issuer
Mesa Air Group, Inc.

 

 

 

 

(b)

Address of Issuer’s Principal Executive Offices
410 North 44th Street, Suite 700

Phoenix AZ 85008

United States

 

Item 2.

 

 

(a)

Name of Person Filing

U.S. Global Jets ETF

 

 

 

 

(b)

Address of the Principal Office or, if none, residence
615 East Michigan Street

Milwaukee, Wisconsin 53202

 

 

 

 

(c)

Citizenship
United States

 

 

 

 

(d)

Title of Class of Securities
Common Stock

 

 

 

 

(e)

CUSIP Number
590479135

 

Item 3.  If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

 

(a)

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

 

 

 

 

(b)

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

 

 

 

 

(c)

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

 

 

 

 

(d)

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

 

 

 

 

(e)

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

 

 

 

 

(f)

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

 

 

 

 

(g)

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

 

 

 

 

(h)

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

 

 

 

 

(i)

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

 

 

 

 

(j)

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

 

 

 

 

 

 

 

 

 

 

CUSIP No. 590479135

 

13G

 

Page 4 of 6

 

 

 

 

 

 

Item 4.  Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

 

 

 

 

 

(a)

 

Amount beneficially owned:  4,958,703

 

 

 

 

 

 

(b)

 

Percent of class:   15.01%

 

 

 

 

 

 

(c)

 

Number of shares as to which the person has:  

 

 

 

 

 

 

 

 

(i)

Sole power to vote or to direct the vote  4,958,703

 

 

 

 

 

 

 

 

(ii)

Shared power to vote or to direct the vote  0

 

 

 

 

 

 

 

 

(iii)

Sole power to dispose or to direct the disposition of  4,958,703

 

 

 

 

 

 

 

 

(iv)

Shared power to dispose or to direct the disposition of  0

 

 

 

 

 

 

Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).

 

Item 5.  Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following     ☐.

 

Instruction. Dissolution of a group requires a response to this item.

 

Item 6.  Ownership of More than Five Percent on Behalf of Another Person.

 

 See Item 4 above

 

Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

 Not applicable

 

Item 8.  Identification and Classification of Members of the Group.

 

 Not applicable

 

Item 9.  Notice of Dissolution of Group.

 

 Not applicable

 

 

 

 

 

 

 

 

CUSIP No. 590479135

 

13G

 

Page 5 of 6

 

 

 

 

 

 

Item 10.  Certification.

 

 

(a)

 

The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):

 

 

 

 

 

 

 

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

 

 

 

 

 

(b)

 

The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):

 

 

 

 

 

 

 

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CUSIP No. 590479135

 

13G

 

Page 6 of 6

 

 

 

 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

May 7, 2020

Date

 

/Lisa Callicotte/

Signature

 

Lisa Callicotte – Chief Financial Officer

Name/Title